Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hawkins is a financial advisor with GT Securities, Inc. in Los Angeles, California. James has been in the industry since 2007 and holds Series 7, Series 63, Series 79TO and SIE licenses. James is registered with the state of California and Maryland. Prior to GT Securities, Inc., James was employed by FOCUS SECURITIES LLC and WM. H. MURPHY & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/15/2022 - Present
GT Securities, Inc. (LOS ANGELES CA)
VA
03/26/2010 - 09/28/2022
FOCUS SECURITIES LLC (Vienna VA)
DC
07/24/2007 - 03/05/2010
WM. H. MURPHY & CO., INC. (WASHINGTON DC)
BC
Issued 10/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Hawkins is the right advisor for you? Invested Better is here to help.
