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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Melstrom is a financial advisor with Raymond James & Associates, Inc., who has over 25 years of experience in the financial services industry. James has a strong background in investment management, financial planning, and retirement planning. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals. James holds the Series 7, Series 31, Series 63, and Series 65 licenses, and is registered to provide investment advisory services in Michigan and Texas. James has worked with a number of financial institutions throughout his career, including UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, and Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/07/2018 - Present
Raymond James & Associates, Inc. (BLOOMFIELD HILLS MI)
MI
10/28/2008 - 06/13/2018
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
04/02/2007 - 10/29/2008
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
08/24/1998 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
NY
09/26/1994 - 08/27/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 09/26/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
03/09/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/31/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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