linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Walker Hays

Duncan Williams Asset Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Walker Hays

James Walker Hays is a financial advisor with over 30 years of experience in the industry. James has held various positions at firms such as B. Riley Wealth Management and Morgan Keegan & Company, Inc. James currently works as a Vice President, Financial Advisor at Duncan Williams Asset Management, LLC. The firm provides financial planning, pension consulting, and portfolio management services to a variety of clients, including individuals, corporations, and charitable organizations.

Firm Information

James Hays is currently registered with Duncan Williams Asset Management, LLC. Duncan Williams Asset Management, LLC is an investment advisor registered with the SEC based in Memphis, TN. The firm offers financial planning, portfolio management for individuals and businesses, and pension consulting services. They manage over $1 billion in assets for a variety of clients, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations.
Duncan Williams Asset Management, LLC

5350 POPLAR AVENUE

MEMPHIS, TN 38119

$1.02B

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Hays’s Registration & Firm History

TN

06/14/2024 - Present

Duncan Williams Asset Management, LLC (MEMPHIS TN)

TN

04/02/1997 - 06/20/2024

B. RILEY WEALTH MANAGEMENT (Memphis TN)

TN

10/23/1992 - 04/03/1997

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

Not sure if James Walker Hays is right for you?

Licenses & Designations

IA

Issued 10/29/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Walker Hays.
Not sure if James Walker Hays is right for you?