Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James w? Claim Your ProfileJames W Buzgo is a financial advisor at Ameriprise Financial Services, LLC with over 20 years of experience in the industry. James W Buzgo is registered with FINRA and has passed several securities exams including the Series 7, Series 9, Series 10, and Series 66. James W Buzgo has worked for several financial institutions, including UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James W Buzgo is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MA
04/27/2021 - Present
Ameriprise Financial Services, LLC (Boston MA)
MA
04/24/2009 - 02/25/2020
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
10/31/2001 - 04/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WRENTHAM MA)
BOTH
Issued 08/31/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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