Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Soong is a registered investment advisor representative with Pruco Securities, LLC. James has been in the industry since 2014. They hold FINRA Series 63, 66, and 7 securities licenses, as well as the SIE exam. James's current registrations are active in Hawaii, California, Colorado, Florida, Nevada, and South Carolina. They also have a past registration with AXA ADVISORS, LLC. They have prior work experience with Colonial Life and Prudential Insurance Company of America. James is authorized to offer investment products and services to individuals, high-net-worth individuals, corporations, and other businesses. James is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
HI
01/09/2024 - Present
Pruco Securities, LLC (HONOLULU HI)
HI
10/27/2014 - 01/17/2019
AXA ADVISORS, LLC (HONOLULU HI)
BOTH
Issued 12/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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