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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames W. Skoggard is a financial advisor currently registered with Morgan Stanley. James has been in the financial services industry since May 27, 2019. James is licensed to offer securities and investment advisory services in multiple states including New York, Texas, and Alabama. Previously, James was registered with RBC Capital Markets, LLC, Laidlaw & Company (UK) Ltd., and Tangent Capital Partners, LLC. James has earned several securities licenses including Series 66, 65, 63, 79, 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2022 - Present
Morgan Stanley (New York NY)
NY
02/17/2015 - 08/08/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/29/2014 - 11/25/2014
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
03/21/2014 - 06/12/2014
TANGENT CAPITAL PARTNERS, LLC (NEW YORK NY)
BOTH
Issued 05/02/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/06/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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