Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames W Pruitt is a financial professional with over 12 years of experience in the industry. James W Pruitt is currently registered with Northwestern Mutual Investment Services, LLC and holds a Series 6, 7 and 63 license along with the SIE exam. James W Pruitt is registered with the FINRA and is licensed to sell securities in 21 states. James W Pruitt has a strong background in providing investment advice and financial planning services. James W Pruitt is committed to helping clients achieve their financial goals. James W Pruitt is a valuable asset to any client looking for a financial professional who is dedicated to providing excellent service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NY
12/20/2010 - Present
Northwestern Mutual Investment Services, LLC (MELVILLE NY)
BC
Issued 03/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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