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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Mosier is a financial advisor who has been in the industry since 2019. James is currently registered with Cetera Investment Advisers LLC, where he has been employed since 2023. James is also a registered representative with the Financial Industry Regulatory Authority (FINRA). He has a Series 7 and Series 66 license. Prior to joining Cetera Investment Advisers LLC, James worked at Voya Financial Advisors, Inc. James's specializations include portfolio management for businesses and individuals, as well as financial planning and pension consulting. James works with individuals, high-net-worth individuals, businesses, pension and profit-sharing plans, charitable organizations, and banking or thrift institutions.
LAKE WORTH, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/31/2023 - Present
Cetera Investment Advisers LLC (LAKE WORTH FL)
FL
07/25/2019 - 06/14/2021
VOYA FINANCIAL ADVISORS, INC. (Fort Myers FL)
BOTH
Issued 6/6/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 2/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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