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James W Lagarce

Fidelity Distributors Co. LLC

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About James W Lagarce

James Lagarce is a financial advisor affiliated with Fidelity Distributors Co. LLC and is registered in 52 states. James's registration with FINRA dates back to October 11, 2012, and currently, James is registered in all states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. James has been in the financial services industry since November 7, 2012, and holds a Series 7, Series 66 and SIE license. James's previous employer was Fidelity Brokerage Services LLC.

Firm Information

James Lagarce is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Lagarce’s Registration & Firm History

RI

11/29/2023 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

NY

10/11/2012 - 10/30/2023

FIDELITY BROKERAGE SERVICES LLC (NEW YORK CITY NY)

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Licenses & Designations

BOTH

Issued 11/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James W Lagarce.
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