Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames W. Kelleher is a financial advisor with over 34 years of experience in the industry. James is currently registered with J.P. Morgan Securities LLC and is licensed to provide financial advice in several states including Florida, Maine, Massachusetts, New Hampshire and Rhode Island. James has a strong track record of providing personalized financial advice to individuals, corporations, and institutions. James specializes in providing financial planning, portfolio management, and pension consulting services. James also has experience working with clients in a variety of industries including banking, insurance, and healthcare.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
10/07/2022 - Present
J.p. Morgan Securities LLC (Hingham MA)
MA
01/27/2020 - 09/15/2022
CITIZENS SECURITIES, INC. (MEDFORD MA)
MA
07/09/2009 - 01/16/2020
WOOD (ARTHUR W.) COMPANY, INC. (BOSTON MA)
MA
03/08/2004 - 07/14/2009
DETWILER FENTON & CO. (BOSTON MA)
PA
10/30/1998 - 04/06/2004
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MO
11/16/1993 - 11/02/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/31/1989 - 12/23/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
08/23/1988 - 04/17/1989
SHEARSON LEHMAN HUTTON INC.
NA
11/25/1987 - 04/19/1988
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 6/22/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/2/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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