Invested Better
Unclaimed

Unclaimed

Unclaimed

James W Hill

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James W Hill

James W Hill is an active broker registered with Smbc Nikko Securities America, Inc. James has been in the industry since October 9, 2012 and previously worked at HSBC Securities (USA) INC. James is Series 99 and SIE licensed.

Firm Information

James Hill is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Hill’s Registration & Firm History

NY

07/15/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

06/20/2012 - 03/25/2022

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

Not sure if James W Hill is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James W Hill.
Not sure if James W Hill is right for you?