Unclaimed
James W Hill is an active broker registered with Smbc Nikko Securities America, Inc. James has been in the industry since October 9, 2012 and previously worked at HSBC Securities (USA) INC. James is Series 99 and SIE licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
06/20/2012 - 03/25/2022
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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