Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames W. Fogal is an investment advisor representative registered with Country Capital Management Co. James has been in the industry since 2004 and is licensed in Alabama and Georgia. James has a Series 6, Series 7, and Series 63 license. James was previously registered with PRUCO SECURITIES, LLC. and AVANTAX INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
12/19/2023 - Present
Country Capital Management Co. (Auburn AL)
AL
07/17/2020 - 12/14/2023
PRUCO SECURITIES, LLC. (Auburn AL)
AL
10/10/2005 - 07/17/2020
AVANTAX INVESTMENT SERVICES, INC. (Auburn AL)
GA
09/06/2004 - 09/23/2005
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 09/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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