Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen is a financial advisor with over 14 years of experience in the industry. James Allen is registered with Park Avenue Securities LLC in Frisco, TX. James Allen is also registered with Park Avenue Securities LLC in Madison, WI. James Allen has a Series 63 license and a Series 66 license. James Allen also has a Series 7 license, a Series 24 license and a Series 26 license. James Allen has been associated with Park Avenue Securities LLC since March 2022. Before joining Park Avenue Securities LLC, James Allen was associated with NYLIFE Securities LLC. James Allen is a registered representative of Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/06/2024 - Present
Park Avenue Securities LLC (FRISCO TX)
WI
08/06/2014 - 02/28/2022
NYLIFE SECURITIES LLC (MADISON WI)
TX
12/09/2011 - 07/15/2014
PRUCO SECURITIES, LLC. (IRVING TX)
TX
05/04/2010 - 12/12/2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FRISCO TX)
BOTH
Issued 03/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/05/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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