Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vondrak is a financial advisor with over 24 years of experience in the industry. James currently works at Independent Financial Partners in TAMPA, FL. James holds both Series 6 and Series 63 licenses as well as the SIE designation. James is also a Certified Financial Planner and a Chartered Financial Consultant. James has previously worked at several firms including LPL FINANCIAL LLC, MUTUAL SERVICE CORPORATION, LIFEMARK SECURITIES CORP., FORESTERS EQUITY SERVICES, INC., SUNSET FINANCIAL SERVICES, INC., CAPITAL BROKERAGE CORPORATION, and FORTH FINANCIAL SECURITIES, CORPORATION. James is registered as an investment advisor representative in Florida, Illinois, and Texas. James specializes in working with individuals, high-net-worth individuals, pension and profit sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
FL
02/22/2013 - Present
Independent Financial Partners (TAMPA FL)
FL
09/08/2009 - 05/23/2019
LPL FINANCIAL LLC (TAMPA FL)
FL
01/13/2003 - 09/08/2009
MUTUAL SERVICE CORPORATION (TAMPA FL)
NY
10/20/1999 - 12/16/2002
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
CA
01/20/1999 - 10/04/1999
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
MO
01/20/1998 - 01/15/1999
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
VA
12/01/1997 - 01/12/1998
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
08/15/1995 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
BC
Issued 04/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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