Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vincent Tringali is a financial professional with over 20 years of experience in the industry. James has held previous roles at Barclays Capital Inc., Lehman Brothers Inc., and DB Alex. Brown LLC. Currently, James is registered with Fidelity Brokerage Services LLC and National Financial Services LLC. James is also a Series 7 and Series 24 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/02/2022 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NY
09/22/2008 - 10/08/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/27/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
MD
11/20/1998 - 02/09/2000
DB ALEX. BROWN LLC (BALTIMORE MD)
BC
Issued 06/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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