Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vincent Steele is a financial professional with over 6 years of experience in the financial services industry. James has a strong background in securities and investment advisory, and he is dedicated to providing comprehensive financial solutions to help clients achieve their financial goals. James is currently registered with Osaic Wealth, Inc. and is a registered representative with FINRA. James has also worked with firms such as TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC. and SAGEPOINT FINANCIAL, INC. James holds the Series 7, Series 24, and SIE licenses, and has held both investment advisor and broker-dealer registrations. James is committed to providing personalized advice and working with his clients to create a financial plan tailored to their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
04/12/2021 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
05/27/2020 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
05/27/2020 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
04/12/2021 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
04/12/2021 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/25/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
BC
Issued 12/28/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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