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James Vincent Oberheide

Allspring Funds Distributor, LLC

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About James Vincent Oberheide

James Vincent Oberheide is a registered representative with Allspring Funds Distributor, LLC and has been in the industry since August 12, 2024. James holds the Series 63, Series 7TO and SIE licenses and is registered to sell securities in 53 states and territories. James works from the Allspring Funds Distributor, LLC office in Menomonee Falls, WI.

Firm Information

James Oberheide is currently registered with Allspring Funds Distributor, LLC. Allspring Funds Distributor, LLC is a Limited Liability Company formed on July 9, 2004, and is registered in 53 states and the District of Columbia. The firm has an approved SEC registration and provides advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Oberheide’s Registration & Firm History

WI

08/13/2024 - Present

Allspring Funds Distributor, LLC (MENOMONEE FALLS WI)

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Licenses & Designations

BC

Issued 06/21/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/04/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Vincent Oberheide.
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