Unclaimed
James Vincent Mullins is a financial advisor currently registered with Lifemark Securities Corp. in Richlands, VA. James has been in the financial industry since 1993 and has experience with previous firms such as Foresters Equity Services, Inc., Centaurus Financial, Inc., USAllianz Securities, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Pruco Securities Corporation, and NYLife Securities Inc.. James specializes in various investment strategies and offers services such as financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
10/24/2018 - Present
Lifemark Securities Corp. (Richlands VA)
CA
01/04/2011 - 10/25/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
VA
10/02/2006 - 12/31/2010
CENTAURUS FINANCIAL, INC. (TAZEWELL VA)
VA
07/06/2001 - 10/02/2006
USALLIANZ SECURITIES, INC. (RICHLANDS VA)
IN
03/13/1996 - 06/14/2001
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
03/13/1996 - 06/14/2001
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
09/07/1993 - 03/04/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
11/03/1992 - 07/19/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 11/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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