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James Vincent Mullins

Lifemark Securities Corp.

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About James Vincent Mullins

James Vincent Mullins is a financial advisor currently registered with Lifemark Securities Corp. in Richlands, VA. James has been in the financial industry since 1993 and has experience with previous firms such as Foresters Equity Services, Inc., Centaurus Financial, Inc., USAllianz Securities, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Pruco Securities Corporation, and NYLife Securities Inc.. James specializes in various investment strategies and offers services such as financial planning and portfolio management for individuals.

Firm Information

James Mullins is currently registered with Lifemark Securities Corp.. Lifemark Securities Corp. is a registered investment advisor headquartered in Rochester, NY. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They have 86 licensed agents, investment advisor representatives, and registered representatives who manage $246,107,839 in assets for 1,231 accounts. They are registered with the SEC and in all 50 states.
Lifemark Securities Corp.

400 WEST METRO PARK

ROCHESTER, NY 14623

$246.11M

Assets Under Management

780

Total Clients

135

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Mullins’s Registration & Firm History

VA

10/24/2018 - Present

Lifemark Securities Corp. (Richlands VA)

CA

01/04/2011 - 10/25/2018

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

VA

10/02/2006 - 12/31/2010

CENTAURUS FINANCIAL, INC. (TAZEWELL VA)

VA

07/06/2001 - 10/02/2006

USALLIANZ SECURITIES, INC. (RICHLANDS VA)

IN

03/13/1996 - 06/14/2001

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

03/13/1996 - 06/14/2001

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NJ

09/07/1993 - 03/04/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NY

11/03/1992 - 07/19/1993

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/02/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Vincent Mullins.
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