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James Vincent Kenwood

PNC Capital Markets LLC

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About James Vincent Kenwood

James Vincent Kenwood is an investment banking registered representative with PNC Capital Markets LLC. James has been in the securities industry since August 25, 2022 and is registered in 51 states and the District of Columbia. James has passed the Series 63, Series 79TO, and SIE exams.

Firm Information

James Kenwood is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Kenwood’s Registration & Firm History

TX

08/26/2022 - Present

PNC Capital Markets LLC (Dallas TX)

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Licenses & Designations

BC

Issued 10/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Vincent Kenwood.
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