Unclaimed
James Vincent Kenwood is an investment banking registered representative with PNC Capital Markets LLC. James has been in the securities industry since August 25, 2022 and is registered in 51 states and the District of Columbia. James has passed the Series 63, Series 79TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/26/2022 - Present
PNC Capital Markets LLC (Dallas TX)
BC
Issued 10/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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