Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Burns is a financial advisor with over 25 years of experience in the financial services industry. James has been registered with LPL Financial LLC since 2014 and is licensed to provide investment advice in Connecticut and Rhode Island. James has been a Registered Representative with Securities America, Inc., Cambridge Investment Research, Inc. and Brecek & Young Advisors, Inc. in the past. James has also served as a Registered Representative with CUNA Brokerage Services, Inc., and New England Securities. James specializes in financial planning, portfolio management, and investment advice for individuals, businesses, and retirement plans. James also has experience working with insurance companies, charitable organizations, and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/10/2018 - Present
LPL Financial LLC (WEST HARTFORD CT)
CT
01/04/2011 - 01/20/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (NORWICH CT)
RI
01/23/2009 - 12/31/2010
SECURITIES AMERICA, INC. (WESTERLY RI)
RI
08/18/2004 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (WESTERLY RI)
IA
11/15/2000 - 08/16/2004
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
10/30/1997 - 10/05/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 05/14/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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