Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vincent Bruno is a financial advisor currently registered with Brookfield Oaktree Wealth Solutions LLC. James has been in the industry since September 1, 2012 and has passed the Series 7, Series 99TO, Series 24 and SIE exams. Previously, James Vincent Bruno worked at MORGAN STANLEY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/12/2023 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
08/10/2012 - 12/19/2022
MORGAN STANLEY (New York NY)
BC
Issued 08/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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