Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vincent Berguson is a financial advisor at T. Rowe Price Investment Services, Inc. in Colorado Springs, Colorado. James is an active investment professional with over 23 years of experience. James has a broad background in the financial industry, having worked at both GWFS Equities, Inc. and Merrill Lynch. James is licensed to sell securities in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
05/01/2017 - Present
T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)
CO
04/08/2008 - 01/07/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
10/01/1998 - 03/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLETON CO)
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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