Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Victor Loehle has been in the financial services industry since 1983. James currently is a registered representative with Ameriprise Financial Services, LLC. James is licensed to sell securities in California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Hawaii, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Vermont and Virginia. James is also a registered investment advisor in Connecticut, New York and Texas. James specializes in asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/27/2021 - Present
Ameriprise Financial Services, LLC (GOSHEN NY)
NY
03/18/2015 - 10/28/2021
BRUDERMAN BROTHERS LLC (FISHKIILL NY)
NY
01/22/2007 - 03/18/2015
GARY GOLDBERG & CO., INC. (SUFFERN NY)
NY
12/06/1989 - 04/17/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
07/14/1987 - 11/16/1989
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
10/26/1982 - 06/27/1987
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 02/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/25/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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