Unclaimed
James Vezina is a financial professional with over 2 years of experience in the financial services industry. James is currently registered with Janus Henderson Distributors US LLC. James holds the Series 6TO and Series 63 licenses, in addition to the Securities Industry Essentials (SIE) exam. James is licensed to provide investment advice in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
12/20/2022 - Present
Janus Henderson Distributors US LLC (DENVER CO)
BC
Issued 06/05/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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