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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Verbel is a financial advisor with Morgan Stanley. James has been working in the financial industry since September 1999. James is registered to provide investment advice in 53 states and the District of Columbia. James holds the Series 7, Series 63, Series 66, Series 9, Series 10, Series 24, and Series 4 licenses. James has worked at a number of firms, including E*TRADE Securities LLC and Brownco, LLC. James's current position at Morgan Stanley is located in Tampa, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
10/02/2023 - Present
Morgan Stanley (Tampa FL)
FL
02/10/2006 - 09/05/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
FL
02/15/2001 - 05/08/2006
BROWNCO, LLC (TAMPA FL)
FL
05/06/1999 - 08/27/1999
GSG SECURITIES, INC. (BOCA RATON FL)
NY
05/12/1998 - 05/18/1999
BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)
CO
02/10/1998 - 03/31/1998
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 05/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2010
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/09/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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