Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vasil Long is a financial advisor in Oklahoma City, Oklahoma. James has been in the financial services industry since 1992. He is registered with Wells Fargo Clearing Services, LLC. James has a wide range of experience and has held previous positions with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Investment Centers of America, Inc. and John Hancock Distributors, Inc. James is a registered investment advisor in Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/25/2012 - Present
Wells Fargo Clearing Services, LLC (OKLAHOMA CITY OK)
OK
06/01/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (OKLAHOMA CITY OK)
OK
09/19/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OKLAHOMA CITY OK)
OK
04/29/1992 - 09/22/2008
INVESTMENT CENTERS OF AMERICA, INC. (MIDWEST CITY OK)
MA
02/11/1992 - 05/15/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/11/1992 - 05/15/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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