Unclaimed
James Valentine Malaussena is an investment advisor representative at BFC Planning, Inc. based in CEDAR RAPIDS, IA. James has been in the financial industry since March 1, 1995 and has experience working at a number of firms including TD AMERITRADE, INC., OLDE DISCOUNT CORPORATION, and JOSEPH CHARLES & ASSOC., INC.. James is a registered investment advisor in multiple states including Florida, California, New Jersey, and New York. The firm's main office is located in CEDAR RAPIDS, IA. BFC Planning, Inc. is a firm that provides a variety of advisory services, including financial planning, portfolio management for individuals, and selection of other advisors. They primarily serve individuals, high net worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
FL
03/19/2021 - Present
BFC Planning, Inc. (Palm Beach Gardens FL)
FL
04/22/1996 - 12/04/2006
TD AMERITRADE, INC. (ORLANDO FL)
MI
12/08/1994 - 05/24/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
FL
06/01/1994 - 12/06/1994
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 11/03/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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