Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Valentine Lupica is a financial advisor with over 40 years of experience in the industry. James currently works at Stratos Wealth Partners, Ltd., where he is a Registered Representative. James has extensive experience in securities, investment advisory services, and insurance. James provides financial planning and investment advisory services to individuals, businesses, and institutions. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
OH
09/21/2010 - Present
Stratos Wealth Partners, Ltd. (AKRON OH)
OH
07/24/1991 - 08/13/2008
WACHOVIA SECURITIES, LLC (AKRON OH)
NY
11/20/1981 - 08/12/1991
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
07/12/1982 - 07/29/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/31/1980 - 10/20/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
08/17/1973 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 12/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 08/11/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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