Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Valenti is a financial advisor with Wells Fargo Clearing Services, LLC in St. Louis, Missouri. James has been in the industry since 2013 and holds the Series 4, Series 63, and Series 7 licenses. James has experience with various financial products and services, including fixed income, equities, options, and mutual funds. Previously, James worked at Scottrade, Inc. James' experience and expertise can help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/12/2018 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
03/05/2013 - 05/31/2018
SCOTTRADE, INC. (ST. LOUIS MO)
BC
Issued 07/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2016
Series 4 - Registered Options Principal Examination
BC
Issued 05/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Valenti is the right advisor for you? Invested Better is here to help.
