Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames V Petitpren is a financial advisor with Orba Wealth Advisors, LLC. James has been working in the financial industry since 2007. He has a wide range of experience and knowledge, having previously worked at BMO Harris Financial Advisors, Inc., Northern Trust Securities, Inc., Morgan Stanley Smith Barney, LPL Financial Corporation, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. James holds the Series 7, Series 66, and SIE licenses. James is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/05/2023 - Present
Orba Wealth Advisors, LLC (CHICAGO IL)
IL
10/21/2015 - 10/27/2016
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
07/18/2012 - 03/06/2015
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
09/01/2009 - 07/11/2012
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
06/22/2009 - 10/12/2009
LPL FINANCIAL CORPORATION (SKOKIE IL)
NY
10/23/2001 - 08/04/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/14/2000 - 10/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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