Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Conlan is a financial advisor with J.p. Morgan Securities LLC. James has over 23 years of experience in the financial services industry. James is a Registered Representative and Investment Advisor Representative, holding Series 4, 7, 24, 52, 53, 63, 65, and 66 securities licenses. James has held previous positions at Chase Investment Services Corp., Advest, Inc., and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
03/03/2023 - Present
J.p. Morgan Securities LLC (Newark DE)
DE
03/30/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEWARK DE)
CT
05/01/2000 - 06/14/2002
ADVEST, INC. (HARTFORD CT)
IL
10/21/1997 - 03/10/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 02/14/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2022
Series 4 - Registered Options Principal Examination
BC
Issued 06/13/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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