Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Vanmetre has been in the industry since 1991. Currently, James is a registered representative with Loop Capital Markets LLC. James was previously registered with Huntington Securities, Inc., Lehman Brothers Inc., Banc One Capital Markets, Inc., Grant Street Securities, Inc., Legg Mason Wood Walker, Incorporated, First of America Securities, Inc., Everen Securities, Inc., and R.W. Smith & Associates, Inc. James holds several securities licenses including Series 3, 4, 7, 8, 24, 52, 53, and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
07/18/2023 - Present
Loop Capital Markets LLC (NEW YORK NY)
MI
04/07/2008 - 05/01/2023
HUNTINGTON SECURITIES, INC. (GRAND RAPIDS MI)
NY
03/25/2004 - 04/29/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
06/17/2002 - 03/10/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
PA
03/10/2000 - 02/23/2001
GRANT STREET SECURITIES, INC. (PITTSBURGH PA)
MD
02/17/1999 - 03/15/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
06/16/1995 - 03/19/1998
FIRST OF AMERICA SECURITIES, INC. (KALAMAZOO MI)
MO
09/27/1993 - 06/19/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
03/21/1989 - 09/14/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/20/1987 - 01/14/1988
R.W. SMITH & ASSOCIATES, INC.
BC
Issued 05/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/27/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/18/1991
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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