Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wesche is a financial advisor registered with Truist Advisory Services, Inc. James has been in the industry since 1992 and has a background in investment management. James holds the Series 63, 65, and 66 licenses, along with the SIE and Series 7. James also holds the Chartered Financial Analyst designation. James offers investment advisory services including portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/15/2016 - Present
Truist Advisory Services, Inc. (Winter Park FL)
FL
10/19/2011 - 04/08/2016
MORGAN STANLEY (WINTER PARK FL)
FL
09/11/1997 - 02/01/2007
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
06/10/1992 - 05/16/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/22/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 3/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/8/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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