Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Pugh is a financial advisor with Captrust. James has been in the industry for over 20 years. James holds the Series 7, 63, 55, and 65 licenses and the SIE. James is a Chartered Financial Analyst (CFA). James is a Board Member of the CFA Society Virginia and the Junior League of Roanoke Valley. James has experience working with a variety of clients, including individuals, families, businesses, and institutions. James is committed to providing personalized financial advice that helps clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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VA
04/15/2020 - Present
Captrust (Roanoke VA)
VA
03/26/2007 - 03/11/2020
WELLS FARGO CLEARING SERVICES, LLC (ROANOKE VA)
NC
07/01/2003 - 02/26/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
11/24/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
10/01/1999 - 11/09/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
12/14/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 04/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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