Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Turner Norris is a financial advisor with Oppenheimer & Co. Inc. James Turner Norris has been in the financial services industry since 1998. James Turner Norris is registered with the Financial Industry Regulatory Authority (FINRA) and has been a registered representative for over 23 years. James Turner Norris is a Certified Financial Planner (CFP®). James Turner Norris holds Series 7, 63, and 65 licenses. James Turner Norris has a strong track record of providing financial advice to individuals, families, and businesses. James Turner Norris is dedicated to helping clients achieve their financial goals. James Turner Norris previously worked with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. James Turner Norris is currently licensed in 28 states and has held licenses in a total of 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NC
02/07/2018 - Present
Oppenheimer & Co. Inc. (ASHEVILLE NC)
NC
06/01/2009 - 11/09/2011
MORGAN STANLEY SMITH BARNEY (ASHEVILLE NC)
NC
12/03/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ASHEVILLE NC)
IA
Issued 4/29/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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