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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Turnbull is a financial advisor with Cetera Investment Advisers LLC in Murray, Utah. James has been in the industry since October 28, 2000, and has experience with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Pershing LLC. James specializes in working with individuals, high-net-worth individuals, businesses, and retirement plans. James provides a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
06/29/2023 - Present
Cetera Investment Advisers LLC (Murray UT)
UT
06/01/2009 - 04/28/2021
MORGAN STANLEY (SOUTH JORDAN UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
03/08/2007 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY CITY UT)
CA
04/19/2004 - 01/09/2007
PERSHING LLC (LOS ANGELES CA)
NY
11/05/2003 - 03/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/01/2000 - 10/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
07/13/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
BOTH
Issued 5/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 8/25/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 8/29/2013
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/31/2013
Series 3 - National Commodity Futures Examination
BC
Issued 7/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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