Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Travis Miller is a financial advisor with Deloitte Corporate Finance LLC. James has been in the financial services industry since 2008 and has a broad range of experience in securities markets. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 79TO, 24 and 63 licenses. James is also registered in 32 states, including North Carolina, South Carolina, Georgia, Florida, and California. Previously, James was registered with MCCOLL PARTNERS, LLC and WACHOVIA CAPITAL MARKETS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/11/2013 - Present
Deloitte Corporate Finance LLC (CHARLOTTE NC)
NC
09/01/2009 - 06/11/2013
MCCOLL PARTNERS, LLC (704-333-0525 NC)
NC
09/12/2006 - 06/22/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BC
Issued 02/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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