Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daly is a financial professional with over 20 years of experience in the industry. James is currently registered with Osaic Wealth, Inc. in Nashville, TN. Previously, James was registered with Signator Investors, Inc., Transamerica Financial Advisors, Inc, Gunnallen Financial, Inc, Raymond James Financial Services, Inc., and Franklin/Templeton Distributors, Inc. James specializes in financial planning, portfolio management, and pension consulting. James holds a Series 6, 7, 24 and 63 licenses, and has earned the SIE designation. James also has experience working with a wide range of clients, including high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
11/02/2018 - Present
Osaic Wealth, Inc. (NASHVILLE TN)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (GOLD RIVER CA)
FL
05/25/2010 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
11/09/2006 - 03/31/2010
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
07/28/2005 - 01/23/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
01/24/2000 - 07/06/2005
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BC
Issued 12/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/21/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Daly is the right advisor for you? Invested Better is here to help.
