Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Toye is a financial advisor with Charles Schwab & Co., Inc. James has been in the financial services industry for over 20 years. James has a Series 7, Series 9, Series 10, Series 24, and Series 66 license. James is also registered in 53 states and the District of Columbia. James has a strong background in providing investment advice to individuals and families. James also offers financial planning services. James was previously registered with TD Ameritrade, Inc., Scottrade, Inc., LPL Financial LLC, and Ameriprise Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NC
01/31/2022 - Present
Charles Schwab & CO., Inc. (PINEHURST NC)
VA
11/29/2017 - 05/06/2022
TD AMERITRADE, INC. (GLEN ALLEN VA)
FL
08/22/2016 - 12/12/2017
SCOTTRADE, INC. (MELBOURNE FL)
FL
12/14/2015 - 07/26/2016
LPL FINANCIAL LLC (TITUSVILLE FL)
GA
08/30/2006 - 12/22/2014
TD AMERITRADE, INC. (ATLANTA GA)
NH
11/20/2002 - 09/28/2006
AMERIPRISE FINANCIAL SERVICES, INC. (BEDFORD NH)
MN
11/20/2002 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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