Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Topping Chandler is a financial advisor with over 35 years of experience in the industry. James is currently registered with Evercore Group LLC and has been with the firm since January 2015. Prior to joining Evercore Group LLC, James was employed at International Strategy & Investment Group LLC, Liquidnet, Inc., Chart Group Advisors, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James holds several licenses and certifications, including Series 7, Series 24, Series 63, Series 79, and SIE. James has a strong track record of providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/08/2015 - Present
Evercore Group LLC (NEW YORK NY)
NY
04/24/2015 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NA
08/02/2013 - 01/02/2015
LIQUIDNET, INC. (RAMAT HASHARON )
NY
05/01/2013 - 09/06/2013
CHART GROUP ADVISORS, LLC (NEW YORK NY)
NY
09/24/1985 - 07/19/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 11/15/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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