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James Tomasulo

Nomura Securities International, Inc.

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About James Tomasulo

James Tomasulo is a financial professional with over 20 years of experience in the industry. James has a broad range of experience in the financial services industry, having previously worked at BANC OF AMERICA SECURITIES LLC and J.P. MORGAN SECURITIES INC. James is currently registered with Nomura Securities International, Inc. and is licensed to provide investment advice and securities brokerage services in all 50 states and the District of Columbia. James has a strong track record of success in helping clients achieve their financial goals.

Firm Information

James Tomasulo is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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James Tomasulo’s Registration & Firm History

NY

08/16/2010 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

06/20/2008 - 08/17/2010

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

06/02/2004 - 06/06/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Tomasulo.
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