Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sexton is a financial professional with over 20 years of experience in the industry. James has held various roles at GWFS Equities, Inc., Greenwood Investments, LLC, and currently at John Hancock Distributors LLC. James has Series 7, Series 24, and SIE licenses and is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/01/2018 - Present
John Hancock Distributors LLC (BOSTON MA)
CO
10/09/1997 - 09/06/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/03/1999 - 11/01/2005
GREENWOOD INVESTMENTS, LLC (GREENWOOD VILLAGE CO)
BC
Issued 03/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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