Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Newton is a registered investment advisor representative with Portfolio Medics, LLC. James has been in the financial services industry since 1984 and has held various positions at firms such as Sterne Agee Financial Services, Inc., Wachovia Securities, Inc., and Newbridge Securities Corporation. James is currently registered with the state of Alabama as an Investment Advisor Representative. James has passed the Series 3, 5, 7, 8, 15, 24, 63, and 65 exams. James specializes in portfolio management for individuals and provides financial planning and selection of other advisors services. James is also the owner of Newton, Institutional which transacts insurance products to individuals and owner/operator of PayLink IRA, which provides payroll and IRA services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AL
08/30/2023 - Present
Portfolio Medics, LLC (Decatur AL)
GA
12/09/2013 - 12/01/2014
IFS SECURITIES (ATLANTA GA)
FL
01/18/2012 - 12/31/2012
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
NC
04/27/2011 - 01/04/2012
IJL FINANCIAL ADVISORS, LLC (CHARLOTTE NC)
VA
01/05/2010 - 02/14/2011
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
AL
03/18/2008 - 08/14/2008
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
GA
06/20/2003 - 08/14/2008
STERNE, AGEE & LEACH, INC. (ST SIMONS ISLAND GA)
TN
02/04/2003 - 06/24/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
KY
08/01/2002 - 02/03/2003
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NC
06/30/1989 - 02/25/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
09/24/1984 - 07/08/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 05/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/01/2014
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 11/17/1987
Series 5 - Interest Rate Options Examination
BC
Issued 10/13/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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