Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Tindall is a financial advisor with Citigroup Global Markets Inc., James has been in the industry since 2014. James holds the Series 7, 63, and 65 licenses and the SIE exam. James is registered in both New Jersey and New York. Previously, James worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, Edward Jones, and J.P. Morgan Securities LLC. James's current branch offices are in Paramus, Hoboken, and Fort Lee, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/29/2023 - Present
Citigroup Global Markets Inc. (Paramus NJ)
TX
09/28/2021 - 05/01/2023
CITIGROUP GLOBAL MARKETS INC. (Irving, TX)
TX
08/16/2019 - 09/25/2021
J.P. MORGAN SECURITIES LLC (Plano TX)
NJ
10/07/2016 - 05/30/2019
EDWARD JONES (MT. ARLINGTON NJ)
NJ
10/05/2015 - 09/29/2016
MORGAN STANLEY (LITTLE FALLS NJ)
NJ
11/19/2014 - 09/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
IA
Issued 12/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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