Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Timothy Sullivan is a financial professional with over 20 years of experience in the industry. James is currently registered with PFS Investments Inc. and holds Series 6, 26, and 63 licenses. James has a strong background in investment company products and variable contracts. James specializes in providing portfolio management services for individuals. James has been registered with PFS Investments Inc. for the past three years. Before that, James worked with PFS Investments Inc. for two years and also worked for the firm for several years prior to that.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
02/25/2019 - Present
PFS Investments Inc. (COLLINSVILLE IL)
IL
01/19/2016 - 12/31/2016
PFS INVESTMENTS INC. (COLLINSVILLE IL)
IL
07/13/1999 - 12/31/2014
PFS INVESTMENTS INC. (COLLINSVILLE IL)
BC
Issued 11/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/31/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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