Unclaimed
James Timothy Rawson is a financial advisor with PFS Investments Inc. located in BOTHELL, WA. James joined PFS Investments Inc. in May 2016. James has been in the financial services industry for over 20 years. James is licensed to offer securities in the state of Washington. He is also Series 6 and Series 63 licensed. James specializes in providing investment advice to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
WA
09/22/2023 - Present
PFS Investments Inc. (BOTHELL WA)
WA
05/19/2016 - 12/31/2022
PFS INVESTMENTS INC. (BOTHELL WA)
TX
01/10/2011 - 04/21/2015
PFS INVESTMENTS INC. (DALLAS TX)
GA
06/20/1994 - 12/31/2003
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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