Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Timothy Neslage is a financial advisor with Cambridge Investment Research Advisors, Inc. James has been in the financial services industry since 1996. James is registered with the Securities and Exchange Commission and the state of Kansas. James is also registered with the state of Texas as an Investment Adviser Representative. James holds the Series 7, Series 31, Series 63, and Series 65 licenses. James has experience working with various financial institutions including Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC, Raymond James Financial Services, Inc., Morgan Stanley Smith Barney, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
10/29/2021 - Present
Cambridge Investment Research Advisors, Inc. (Wichita KS)
KS
04/24/2017 - 11/22/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (Wichita KS)
KS
03/06/2015 - 04/25/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WICHITA KS)
KS
12/01/2011 - 03/06/2015
WELLS FARGO ADVISORS, LLC (WICHITA KS)
KS
06/01/2009 - 12/21/2011
MORGAN STANLEY SMITH BARNEY (WICHITA KS)
KS
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WICHITA KS)
KS
09/25/2002 - 04/02/2007
MORGAN STANLEY DW INC. (WICHITA KS)
NY
06/05/1996 - 09/24/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/05/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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