Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Timothy Mathis is a registered investment advisor representative with Integrated Advisors Network LLC. James has been in the financial services industry since 1984 and has a strong track record of providing wealth management services to individuals and small businesses. James is also an outside consultant for VISAQ / Coleman Research. James holds Series 66, Series 63, Series 24, Series 57TO, Series 99TO, Series 79TO, SIE, Series 55, and Series 7 licenses and specializes in areas such as portfolio management for individuals and businesses, financial planning, and selection of other advisors. James is registered in California, Florida, Georgia, Indiana, Nevada, Oregon, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
07/28/2016 - Present
Integrated Advisors Network LLC (DALLAS TX)
TX
09/30/2015 - 04/20/2022
FIRST FINANCIAL EQUITY CORPORATION (ADDISON TX)
TX
08/09/2011 - 10/01/2015
ASPEN EQUITY PARTNERS, LLC (DALLAS TX)
TX
11/09/2009 - 08/08/2011
EDI FINANCIAL, INC. (DALLAS TX)
TX
08/22/1984 - 02/19/2009
FIRST SOUTHWEST COMPANY (DALLAS TX)
BOTH
Issued 05/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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