Unclaimed
James Timothy Magaziner is a financial advisor with over 30 years of experience in the financial services industry. James is currently registered with LPL Financial LLC in Kansas and Pennsylvania. James has a strong track record of helping clients achieve their financial goals and has a deep understanding of the financial markets. James provides a range of financial services, including financial planning, investment management, and retirement planning. Prior to joining LPL Financial, James worked with a variety of other firms including AXA Advisors, LLC, Raymond James Financial Services, Inc. and PNC Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
05/31/2011 - Present
LPL Financial LLC (SHAWNEE KS)
PA
04/19/2007 - 05/18/2011
AXA ADVISORS, LLC (LIONVILLE PA)
PA
10/04/2005 - 12/20/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (DOYLESTOWN PA)
PA
10/01/2001 - 11/04/2003
PNC CAPITAL MARKETS, INC. (PITTSBURGH PA)
PA
03/08/1999 - 10/13/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
12/23/1994 - 02/28/1997
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
01/26/1994 - 12/23/1994
PNC SECURITIES CORP (PITTSBURGH PA)
PA
10/30/1990 - 05/01/1992
CIGNA SECURITIES, INC. (RADNOR PA)
NA
09/07/1989 - 09/17/1990
BUTCHER & SINGER INC.
NC
07/31/1989 - 09/21/1989
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
01/02/1987 - 09/01/1989
BUTCHER & SINGER INC.
NA
11/21/1984 - 08/01/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
10/01/1982 - 10/19/1984
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BOTH
Issued 08/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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