Unclaimed
James Timothy Haltigan is a registered representative of Fifth Third Securities, Inc., with over 15 years of experience in the financial services industry. He joined Fifth Third Securities, Inc. in September of 2008. Previously, James worked at Ameriprise Financial Services, Inc. James holds the Series 7, Series 66, and SIE securities licenses, as well as licenses in 24 states. James offers financial planning, portfolio management, and selection of other advisors services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
09/22/2008 - Present
Fifth Third Securities, Inc. (CAPE CORAL FL)
FL
04/25/2008 - 07/09/2008
AMERIPRISE FINANCIAL SERVICES, INC. (FORT MYERS FL)
BOTH
Issued 4/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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